-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UwteG1/yVrsM0Dg18mYromxdxGSml6B4/Jm/t4pcg7b9pSJqvAfxlFWwbPDiFEy+ 6c8vfAHlJLPpcMSv/9c0Tg== 0000101829-02-000015.txt : 20020514 0000101829-02-000015.hdr.sgml : 20020514 ACCESSION NUMBER: 0000101829-02-000015 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20020514 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED TECHNOLOGIES CORP /DE/ CENTRAL INDEX KEY: 0000101829 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 060570975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: UNITED TECHNOLOGIES BLDG STREET 2: ONE FINANCIAL PLZ CITY: HARTFORD STATE: CT ZIP: 06101 BUSINESS PHONE: 2037287000 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES CORP DATE OF NAME CHANGE: 19841205 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TECHNOLOGIES MICROELECTRONICS CENTER DATE OF NAME CHANGE: 19850825 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOTTOMLINE TECHNOLOGIES INC /DE/ CENTRAL INDEX KEY: 0001073349 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 020433924 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57585 FILM NUMBER: 02644880 BUSINESS ADDRESS: STREET 1: 155 FLEET ST CITY: PORTSMOUTH STATE: NH ZIP: 03801 BUSINESS PHONE: 6034360700 MAIL ADDRESS: STREET 1: 155 FLEET ST CITY: PORTSMOUTH STATE: NH ZIP: 03801 SC 13G/A 1 bottomline13g.htm SCHEDULE 13G, AMENDMENT NO. 1 G:\EDGAR\13G 2002\13GBL.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13G
(Amendment No. 1)
Under the Securities Exchange Act of 1934

 

Bottomline Technologies (de), Inc.
(Name of Issuer)

 

Common Stock, $0.001 par value
(Title of Class of Securities)

 

101388106
(CUSIP Number)

 

April 30, 2002
(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[_] Rule 13d-1(b)

[X] Rule 13d-1(c)

[_] Rule 13d-1(d)

CUSIP No. 101388106

  1.   Name of Reporting Person
      I.R.S. Identification No. of Above Person

Nevada Bond Investment Corp. II

  1.   Check the Appropriate Box if a Member of a Group

(a) [_]      (b) [_]

  1.   SEC Use Only
  1.   Citizenship or Place of Organization

Nevada

Number of Shares Beneficially Owned by Each Reporting Person With:

  1.   Sole Voting Power

0

  1.   Shared Voting Power

615,764

  1.   Sole Dispositive Power

0

  1.   Shared Dispositive Power

615,764

  1.   Aggregate Amount Beneficially Owned by Each Reporting Person

615,764

  1.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares

[_]

  1.   Percent of Class Represented by Amount in Row (9)

3.9%

  1.   Type of Reporting Person

CO

CUSIP No. 101388106

  1.   Name of Reporting Person
      I.R.S. Identification No. of Above Person

United Technologies Corporation

  1.   Check the Appropriate Box if a Member of a Group

(a) [_]                (b) [_]

  1.   SEC Use Only
  1.   Citizenship or Place of Organization

Delaware

Number of Shares Beneficially Owned by Each Reporting Person With:

  1.   Sole Voting Power

0

  1.   Shared Voting Power

615,764

  1.   Sole Dispositive Power

0

  1.   Shared Dispositive Power

615,764

  1.   Aggregate Amount Beneficially Owned by Each Reporting Person

615,764

  1.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares

[_]

  1.   Percent of Class Represented by Amount in Row (9)

3.9%

  1.   Type of Reporting Person

CO

Item 1(a). Name of Issuer:
Bottomline Technologies (de), Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
155 Fleet Street
Portsmouth, New Hampshire 03801
Item 2(a). Name of Persons Filing:
Nevada Bond Investment Corp. II and
United Technologies Corporation
Item 2(b) Address of Principal Business Office or, if None, Residence:
One Financial Plaza
Hartford, CT 06101
Item 2(c). Citizenship:
Nevada Bond Investment Corp. II: Nevada
United Technologies Corporation: Delaware
Item 2(d). Title of Class of Securities:
Common Stock, $0.001 par value
Item 2(e). CUSIP Number:
101388106

Item 3.  If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a :

        (a).[_]      Broker or dealer registered under Section 15 of the Act   (15 U.S.C. 78o).

        (b).[_]      Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).

        (c).[_]      Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).

        (d) [_]      Investment company registered under Section 8 of the Investment Company
                       Act of 1940 (15 U.S.C. 80a-8).

        (e).[_]      An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).

        (f).[_]       An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).

        (g).[_]      A parent holding company or control person in accordance with Rule13d-1(b)(1)(ii)(G).

        (h).[_]      A savings association as defined in Section 3(b) of the Federal Deposit Insurance
                       Act (12 U.S.C. 1813).

        (i).[_]       A church plan that is excluded from the definition of an investment company under
                       Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).

        (j).[_]       Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

If this statement is filed pursuant to Rule 13d-1(c), check this box [X].

Item 4.  Ownership.

        (a).   Amount beneficially owned:
                See the responses to Item 9 on the attached cover pages.

        (b).   Percent of Class:
                See the responses to Item 11 on the attached cover pages.

        (c).   Number of shares as to which such person has:

                    (i).      Sole power to vote or to direct the vote: See the responses to Item 5
                              on the attached cover pages.

                    (ii).     Shared power to vote or to direct the vote: See the responses to Item 6
                              on the attached cover pages.

                    (iii).    Sole power to dispose or to direct the disposition of: See the responses
                              to Item 7 on the attached cover pages.

                    (iv).     Shared power to dispose or to direct the disposition of: See the
                              responses to Item 8 on the attached cover pages.

Item 5.  Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X].

Item 6.  Ownership of More than Five Percent on Behalf of Another Person.

Not Applicable

Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported
            on by the Parent Holding Company.

Not Applicable

Item 8.  Identification and Classification of Members of the Group.

Not Applicable

Item 9.  Notice of Dissolution of Group.

          Not Applicable

Item 10. Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: May __, 2002

 

NEVADA BOND INVESTMENT CORP. II UNITED TECHNOLOGIES CORPORATION
     
     
By:  _____________________________ By:  _____________________________
Name:  William H. Trachsel Name:  William H. Trachsel
Title:  President Title:   Senior Vice President, General Counsel and Secretary

 

 

                                                            INDEX TO EXHIBITS

 

Exhibit No.  Exhibit
     
99.1 Joint Filing Agreement, dated August 7, 2000 between Nevada Bond Investment Corp. II and United Technologies Corporation (Commission file number 000-27913)
     
99.2 Item 7 Information

 

 EX-99 3 ex99213gbottomline.htm ITEM 7 INFORMATION EXHIBIT 99

                                                                                                                                                                Exhibit 99.2

 

 

ITEM 7 INFORMATION

 

The securities being reported on by United Technologies Corporation ("UTC"), as a parent holding company, are owned by Nevada Bond Investment Corp. II, a Nevada corporation, which is an indirect wholly-owned subsidiary of UTC.

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